Contact Us

If you still have questions or prefer to get help directly from an agent, please submit a request.
We’ll get back to you as soon as possible.

Please fill out the contact form below and we will reply as soon as possible.

  • Courses
  • Tutoring
  • Home
  • Law, Transactions, & Risk Management
  • Business Transactions, Antitrust, & Securities Law

Form S-8 Filing - Explained

What is a Form S-8 Filing?

Written by Jason Gordon

Updated at April 16th, 2022

Contact Us

If you still have questions or prefer to get help directly from an agent, please submit a request.
We’ll get back to you as soon as possible.

Please fill out the contact form below and we will reply as soon as possible.

  • Marketing, Advertising, Sales & PR
    Principles of Marketing Sales Advertising Public Relations SEO, Social Media, Direct Marketing
  • Accounting, Taxation, and Reporting
    Managerial & Financial Accounting & Reporting Business Taxation
  • Professionalism & Career Development
  • Law, Transactions, & Risk Management
    Government, Legal System, Administrative Law, & Constitutional Law Legal Disputes - Civil & Criminal Law Agency Law HR, Employment, Labor, & Discrimination Business Entities, Corporate Governance & Ownership Business Transactions, Antitrust, & Securities Law Real Estate, Personal, & Intellectual Property Commercial Law: Contract, Payments, Security Interests, & Bankruptcy Consumer Protection Insurance & Risk Management Immigration Law Environmental Protection Law Inheritance, Estates, and Trusts
  • Business Management & Operations
    Operations, Project, & Supply Chain Management Strategy, Entrepreneurship, & Innovation Business Ethics & Social Responsibility Global Business, International Law & Relations Business Communications & Negotiation Management, Leadership, & Organizational Behavior
  • Economics, Finance, & Analytics
    Economic Analysis & Monetary Policy Research, Quantitative Analysis, & Decision Science Investments, Trading, and Financial Markets Banking, Lending, and Credit Industry Business Finance, Personal Finance, and Valuation Principles
  • Courses
+ More

Table of Contents

What is a Form S-8 Filing?How an S-8 Filing WorksS-8 Filing Requirements Academic Research on S-8 Filings

What is a Form S-8 Filing?

Form S-8 filing is a form filed with the Securities and Exchange Commission to disclose detailed and comprehensive information about the intention of the company to adopt programs for offering securities to company personnel or employees.

Back To: BUSINESS LAW

How an S-8 Filing Works

The S-8 form companies submit S-8 filing for any stock programs they intend to venture into for the personnels benefit. Such individuals may include junior workers, trustees, directors, general partners, consultants, officers of the company, and advisors.

S-8 Filing Requirements 

There are several requirements that an issuer must strictly adhere to as far as using form S-8 is concerned. They include the following:

  • The issuer must file reports as per the requirement in Section 13 or Section 15(d) of the Exchange Act ahead of form S-8 registration statement filing.
  • The issuer must have done filing of reports, including other necessary filing requirements as given in Section 13 or Section 15(d) of the Exchange Act, for the preceding 12 months.
  • The issuer must not have existed as a shell company at any given time and cannot be a shell company for at least 60 days ahead of the filing of the Form S-8 registration statement.
  • Where the issuer has existed as a shell company at some point, there must have been a current filing of form 10 information with the SEC. It should be done 60 days ahead of the filing date of form S-8 registration statements. By doing so, the company will not reflect as a shell company.
  • The shares recipient registered on S-8 form registration statement must not be a corporate but a natural person entity.
  • The services offered must not be connected with a transaction to do with capital raising.
  • The services provided must indirectly promote or maintain a market for the securities of the issuer.
  • The provided services in the agreement must be done in writing.
Back to: Business Transactions



s-8 filing

Was this article helpful?

Yes
No

Related Articles

  • Seasoned Issue (Stock) - Explained
  • Schedule 13D (SEC) - Explained
  • Securities Issuance - Post-filing Waiting Period - Explained
  • Master Fund (Investments) - Explained



©2011-2023. The Business Professor, LLC.
  • Privacy

  • Questions

Definition by Author

0
0
Expand